Corporate legal and governance events logged as they are filed: disclosures and restatements, settlements and consent orders, board changes, say-on-pay results and contested vote outcomes. Entries include penalty amounts and effective dates when public. Suited to counsel, governance analysts and investors monitoring specific issuers.
A February 12, 2026 judgment in the Eastern District of Texas set aside the Commission's 2024 premerger notification rule on Administrative Procedure Act grounds. The waiting periods and thresholds are unchanged; the form is not, and the appeal is pending.
Yuki Tanaka · August 12, 2026
SEC Rule 13e-3 treats management and controller buyouts as inherently conflicted — requiring full disclosure of purposes, alternatives and fairness analyses.
Julia Brooks · August 6, 2026
Since 2023, listed companies must recover incentive pay tied to misstated financials — no fault required — under Rule 10D-1 and exchange listing standards.
Yuki Tanaka · July 10, 2026
Directors and officers insurance protects the people running the company — with Side A protecting individuals where the company cannot indemnify, the layer that matters most.
Yuki Tanaka · June 22, 2026
Foreign issuers face delisting when their auditors cannot be inspected by the PCAOB for two consecutive years — the mechanism that drove Chinese state firms off U.S. exchanges.
Yuki Tanaka · May 30, 2026