Corporate legal and governance events logged as they are filed: disclosures and restatements, settlements and consent orders, board changes, say-on-pay results and contested vote outcomes. Entries include penalty amounts and effective dates when public. Suited to counsel, governance analysts and investors monitoring specific issuers.
A dated record of corporate legal events: material filings, enforcement settlements, director appointments, restatements and vote outcomes.
A February 12, 2026 judgment in the Eastern District of Texas set aside the Commission's 2024 premerger notification rule on Administrative Procedure Act grounds. The waiting periods and thresholds are unchanged; the form is not, and the appeal is pending.
Yuki Tanaka
SEC Rule 13e-3 treats management and controller buyouts as inherently conflicted — requiring full disclosure of purposes, alternatives and fairness analyses.
Julia Brooks
Since 2023, listed companies must recover incentive pay tied to misstated financials — no fault required — under Rule 10D-1 and exchange listing standards.
Yuki Tanaka
Directors and officers insurance protects the people running the company — with Side A protecting individuals where the company cannot indemnify, the layer that matters most.
Yuki Tanaka
Foreign issuers face delisting when their auditors cannot be inspected by the PCAOB for two consecutive years — the mechanism that drove Chinese state firms off U.S. exchanges.
Yuki Tanaka