Corporate legal and governance events logged as they are filed: disclosures and restatements, settlements and consent orders, board changes, say-on-pay results and contested vote outcomes. Entries include penalty amounts and effective dates when public. Suited to counsel, governance analysts and investors monitoring specific issuers.
A dated record of corporate legal events: material filings, enforcement settlements, director appointments, restatements and vote outcomes.
A properly formed independent special committee plus a majority-of-the-minority vote can restore business-judgment review — but only before economic negotiations begin.
Yuki Tanaka
Transactions with directors, officers and 5-percent holders must be disclosed under Item 404 and reviewed under exchange rules — before, not after, they close.
Yuki Tanaka
The Hart-Scott-Rodino Act requires most significant deals to be notified and to wait — and closing early or coordinating before closing are separately punishable.
Yuki Tanaka
The FTC's 2024 non-compete ban was set aside days before it took effect, leaving employers with state law, narrow federal restraint and tougher scrutiny everywhere.
Julia Brooks
Since December 2023, public companies must file an Item 1.05 Form 8-K within four business days of determining a cyber incident is material.
Yuki Tanaka