Corporate legal and governance events logged as they are filed: disclosures and restatements, settlements and consent orders, board changes, say-on-pay results and contested vote outcomes. Entries include penalty amounts and effective dates when public. Suited to counsel, governance analysts and investors monitoring specific issuers.
Corporate legal and governance events logged as they are filed: disclosures and restatements, settlements and consent orders, board changes, say-on-pay results and contested vote outcomes. Entries include penalty amounts and effective dates when public. Suited to counsel, governance analysts and investors monitoring specific issuers.
Transactions with directors, officers and 5-percent holders must be disclosed under Item 404 and reviewed under exchange rules — before, not after, they close.
Yuki Tanaka · April 14, 2026
The Hart-Scott-Rodino Act requires most significant deals to be notified and to wait — and closing early or coordinating before closing are separately punishable.
Yuki Tanaka · March 22, 2026
The FTC's 2024 non-compete ban was set aside days before it took effect, leaving employers with state law, narrow federal restraint and tougher scrutiny everywhere.
Julia Brooks · February 27, 2026
Since December 2023, public companies must file an Item 1.05 Form 8-K within four business days of determining a cyber incident is material.
Yuki Tanaka · February 5, 2026
Delaware and federal courts have spent five years deciding what de-SPAC mergers had to disclose — mostly settling that target projections needed caveats and that fair value disputes go both ways.
Yuki Tanaka · January 13, 2026